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Aurium CLO I Ltd (3rd Refinancing): 01 December 2024


The assets securing the Notes will consist of a portfolio of primarily Secured Senior Loans, Secured Senior Bonds, Mezzanine Obligations and High Yield Bonds, and will be managed by Spire Management Limited.

On 26 March 2015 (the Original Issue Date) Aurium CLO I issued Class A Senior Secured Floating Rate Notes due 2029, Class B Senior Secured Floating Rate Notes due 2029, Class C Senior Secured Deferrable Floating Rate Notes due 2029, Class D Senior Secured Deferrable Floating Rate Notes due 2029, Class E Senior Secured Deferrable Floating Rate Notes due 2029, Class F Senior Secured Deferrable Floating Rate Notes due 2029 and Subordinated Notes due 2029.

On 26 April 2017 (the “2017 Refinancing Date”) the Issuer refinanced the Original Class A Notes, the Original Class B Notes, the Original Class C Notes and the Original Class D Notes.

On 23 September 2019 (the “2019 Refinancing Date”) the Issuer refinanced the 2017 Refinanced Notes by issuing Class A-R Senior Secured Floating Rate Notes due 2032, Class B-R Senior Secured Floating Rate Notes due 2032, Class C-R Senior Secured Deferrable Floating Rate Notes due 2032, Class D-R Senior Secured Deferrable Floating Rate Notes due 2032, Class E-R Senior Secured Deferrable Floating Rate Notes due 2032 and Class F-R Senior Secured Deferrable Floating Rate Notes due 2032. Further to the passage of an Extraordinary Resolution of the holders of the Original Subordinated Notes, the Original Subordinated Notes were exchanged on the 2019 Refinancing Date for new Subordinated Notes and the Issuer also issued additional €11,480,000 Subordinated Notes due 2032, which formed a single class of 2019 Subordinated Notes.

On or about 27 November 2024 (the re-Issue Date) the Issuer will, subject to certain conditions, refinance in whole each class of the 2019 Refinanced Notes by issuing Class A-1-RR Senior Secured Floating Rate Notes due 2038, Class A-2-RR Senior Secured Floating Rate Notes due 2038, Class B-1-RR Senior Secured Floating Rate Notes due 2038, Class B-2-RR Senior Secured Fixed Rate Notes due 2038, Class C-RR Senior Secured Deferrable Floating Rate Notes due 2038, Class D-RR Senior Secured Deferrable Floating Rate Notes due 2038, Class E-RR Senior Secured Deferrable Floating Rate Notes due 2038 and Class F-RR Senior Secured Deferrable Floating Rate Notes due 2038. The 2019 Subordinated Notes will be exchanged on the Issue Date for €16,800,000 of new Subordinated Notes and the Issuer will also issue additional €15,200,000 Subordinated Notes due 2038, which shall form a single class of Subordinated Notes.